SECURITIES and EXCHANGE COMMISSION, Plaintiff-Appellee, v. Duane MARCHANT, Stephen Spencer, Karl Badger, Marion Sherrill, La Jolla Capital Financial, Harold B. Gallison, Jr., Terry Hughes, William Slone, and Andrew Sears, Defendants, Thomas E. Stamos, Movant-Appellant. No. 09-4135.United States Court of Appeals, Tenth Circuit. February 2, 2010. [EDITOR’S NOTE: This case is unpublished as indicated by the […]
